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A Risk-Based Regulatory Approach To Autonomous Weapon Systems

OpenAlex · Alexander Blanchard, Claudio Novelli, Luciano Floridi, Mariarosaria Taddeo ·

Executive Summary

This paper proposes a structured, risk-based approach for assessing and regulating Autonomous Weapon Systems (AWS), adapting a qualitative framework from the IPCC. It evaluates risk magnitude by examining determinants, drivers, and types, and introduces a methodology to assess community risk appetite. The authors highlight the complexities of international regulation and the challenge of defining global risk tolerance thresholds for AWS.

Why It Matters

This document provides a critical framework for defense and geopolitical analysts to understand and evaluate the complex risks associated with autonomous weapon systems, offering a structured approach to their regulation and ethical deployment. It is essential for shaping future policy and strategic discussions on military AI.

Key Takeaways

  • International regulation of AWS is increasingly viewed as a risk management exercise, requiring a shared framework for assessment.
  • The proposed framework adapts the IPCC's qualitative risk assessment model, considering hazard, exposure, vulnerability, and response, alongside extrinsic and ancillary risks.
  • Establishing risk tolerance thresholds for AWS necessitates balancing risk magnitude with community risk appetite, informed by international law (IHL) and ethical principles like Just War Theory.
  • The unpredictability of AWS behavior during deployment is a critical risk factor, impacting compliance with international law and the protection of civilians.
  • The paper emphasizes the need for a multi-stakeholder forum to deliberate and determine global risk appetite and tolerance levels for AWS.
  • Background knowledge is crucial for mitigating subjectivity in risk assessments, enhancing transparency and stability in regulatory frameworks.
  • The authors suggest that a risk-based approach can help advance international efforts towards monitoring and verifying compliance with future AWS regulations.

Strategic Relevance

The paper offers a foundational methodology for states and international organizations to develop coherent and ethically sound regulatory frameworks for AWS. By providing a structured approach to risk assessment and tolerance, it directly informs strategic decision-making regarding the development, deployment, and international governance of military AI, impacting future warfare and global stability.

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Key Entities

Autonomous Weapon Systems (AWS)International Humanitarian Law (IHL)Risk ManagementIntergovernmental Panel on Climate Change (IPCC)Just War Theory (JWT)Stockholm International Peace Research Institute (SIPRI)International Committee of the Red Cross (ICRC)Artificial Intelligence (AI)

Best For

Policy MakersDefense StrategistsInternational Law ExpertsAI EthicistsMilitary Planners

Related Themes

Autonomous Weapons SystemsMilitary AI GovernanceInternational LawRisk AssessmentEthics of WarfareArms ControlGeopolitical Stability

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